Securities Offerings

Winston-Salem Securities Attorneys

The lawyers at Allman Spry Leggett & Crumpler in Winston-Salem represent clients that want to finance their businesses through the issuance of stock. Our lawyers handle both private and public securities offerings, initial public offerings, as well as municipal bond issues for cities and counties.

We often advise small businesses which are seeking to raise money through private equity financing within the state of North Carolina and elsewhere. Our lawyers guide our clients through each step of the securities offerings process, including:

• Understanding your business. Our lawyers need to understand your business operations as well as how much money you want to raise
• Preparing the offering documents. These include a number of documents that are filed at the both the state and federal levels. These forms vary from state to state. Any inaccuracy in an offering document can result in a lawsuit, so it's important for these documents to be very carefully drafted
• Fulfilling state and federal law requirements. Regulatory compliance is a very complicated area of securities law, and clients must consider many different requirements before stock can be offered to an individual or a group of people

Private stock placements, fundraising, and negotiating small business financing with lenders are all fairly intense processes, and generally require the business owner to be engaged in a continuing dialogue with counsel over a period of time. At Allman Spry Leggett & Crumpler, P.A. We pride ourselves on client service. Everyone here is particularly diligent in returning phone calls and communicating with clients, whether the transaction is a $50,000 loan or a securities offering involving millions of dollars.

As part of a full-service business law firm, our lawyers have the resources in our mergers and acquisitions, commercial real estate, and civil litigation groups to help provide a full range of legal services to our clients.

For more information about small business financing and private placements, contact the lawyers at Allman Spry Leggett & Crumpler. We serve clients in the Winston-Salem-Greensboro-High Point Piedmont Triad area and throughout North Carolina.